Professional Licenses
Alcohol and Gambling Counselors
Architects and Designers
Athletic Trainers
Engineers and Surveyors
Gaming Control Board
Homeopathic Medicine
Message Therapists
Medical Doctor, Physician Assistant, Practitioner of Respiratory Care or Perfusionist licensed by the Nevada State Board of Medical Examiners
Physical Therapists
Social Workers
SEC / Investment Adviser Search
Investment Adviser Public Disclosure (IAPD) provides information about current and former Investment Adviser Representatives (IARs), Investment Adviser firms registered with the SEC and/or state securities regulators, and Exempt Reporting Advisers that file reports with the SEC and/or state securities regulators.

In addition to providing information about IARs currently registered with a state securities regulator, IAPD also includes individuals who:
    •    have been registered with a state securities regulator within the last ten years, or
    •    (1) have ever been the subject of a final regulatory event, (2) convicted of or pled guilty or no contest to a crime, (3) have been the subject of a civil injunction or civil court finding involving a violation of any investment-related statute(s) or regulation(s), or (4) have been a respondent or defendant or the subject of an arbitration or civil litigation which resulted in an award, decision, or judgment for a customer that has been reported on a registration form.
To search for an IAR or a firm, select one of the radio buttons below. If you are having problems with your search, please refine your search criteria or call 240-386-4848 for technical assistance.
Financial Industry Regulatory Authority
Created in 2007 through the consolidation of NASD and NYSE Member Regulation, FINRA, the Financial Industry Regulatory Authority, is the largest non-governmental regulator for all securities firms doing business with the U.S. public.